COVID-19 Diagnostic Use Cases

March 20, 2020

INTRODUCTION

In December 2019, astute physicians noted an unknown pneumonia in Wuhan, China. It was soon recognized as a new pathogen, a previously undetected coronavirus, reminiscent of SARS-CoV (cause of SARS) and MERS-CoV (cause of MERS). The WHO has named the new coronaviral disease COVID-19, while the International Committee on the Taxonomy of Viruses has designated the novel coronavirus SARS-CoV-2, since it is a close relative of the previous SARS virus (SARS-CoV). Recent studies indicate that the initial zoonotic transmission to humans was likely from the natural host, bats, mediated by pangolins and snakes (Wang Y, et al.).

The virus has spread remarkably fast with over 200,000 cases of COVID-19 reported in more than 150 countries as of this writing. It continues to spread through human-to-human transmission. Based on a report from the National Health Commission of China, transmission occurs through respiratory aspirates, droplets, aerosols, contacts, and feces. The mean time for incubation is 6.4 days (range 0-24 days). Nosocomial transmission is a major problem in COVID-19. In China, unexpectedly, a large portion of nosocomial transmissions occurred through contacts between clinicians and visitors with no or mild symptoms of COVID-19. Similarly, pre-symptomatic transmission occurred through social gatherings.

There has been a report that viral loads are high even in infected persons without symptoms (Wang Y, et al.). There has been a great deal of effort to develop and deploy tests that can be useful in the detection, control and management of SARS-CoV-2 infections. The current massive test development effort is reminiscent of the West African Ebola outbreak in 2014, but much more global in nature. Then, tests were needed for a number of different uses such as triage, diagnosis, confirmation, and cause of death. During the Ebola outbreak, on the behalf of Grand Challenges Canada, we compiled a list of 10 test Use Cases for Ebola tests with substantially different target use and performance requirements (e.g., site of use, personal protective equipment (PPE) requirements, sensitivity, specificity, etc.). In some situations, the tests meant for one application were of quite limited use in another application, whereas others were more broadly useful in a variety of settings. This was due to the fact that tests that required relatively low clinical performance (e.g., in a site with a current epidemic) were not useful where higher clinical performance was needed (e.g., in a site without known current infections); but typically a test designed for a high performance need was also useful in a site of lower need; that is, high clinical performance tends to be the lowest common denominator for multiple applications. Unfortunately, many organizations developed low clinical performance tests for the Ebola epidemic that were not useful in the post-epidemic world. Other product requirements also differed across Use Cases, such as site of testing, procedures for sample collection, types of samples that could be employed, and impact of testing while wearing PPE. We see similar issues developing in the COVID-19 epidemic, which led us to provide this Halteres Newsletter concerning six SARS-CoV-2 testing Use Cases, highlighting the comparison, contrast and implications for each. Additional information concerning these Use Cases and others - such as surveillance and post infection immunity - can be found at the linked Use Case Tables.

So far, most testing organizations interested in addressing the COVID-19 epidemic are looking at at-risk populations such as travelers from epidemic regions, contacts of infected persons, healthcare and other emergency professionals and persons with suspicious fever and a dry cough. As the epidemic expands, we will see additional populations to be tested and sites for them to be tested within. We believe that there is a great need for more point of care testing, even though we recognize the challenges for preferred biomarkers (e.g., RNA, antigens, IgM, IgG, metabolites, cells) within useful assay formats (e.g., PCR devices versus immunoassays without instruments). It is astonishing to see how many companies are already involved in most of these types of SARS-CoV-2 assays (FIND). Home sample collection and transport to a lab is useful, but true point of care tests would offer many advantages as presented below. Also, we wanted to expand our thinking to the possible future where COVID-19 becomes an entrenched and recurrent problem. We hope that this does not occur; however, if we don’t consider this possibility now, the diagnostics community might very well fail to develop tests that serve the long-term needs of our global healthcare and surveillance systems.

In this document we use the term “endemic” perhaps somewhat loosely. We are not differentiating between “regularly found within a population or location” and “eliminated from a population or location and reintroduced”. Please bear with us.

Prior to developing assays and systems, it is essential that test developers understand the details of Use Cases for SARS-CoV-2 testing including who will be tested, by whom, the site of testing, using which samples, under what conditions, and what the minimum acceptable clinical performance requirements are likely to be. The most important component of a Use Case is the intended use; that is, what is the clinical decision that will be enabled with the test and in what subject population. Given the early phase and novelty of the COVID-19 epidemic, many things that are known in other disease states are not generally known, such as the presence of virus in body compartments and fluids over time, the breadth of host responses, and the best clinical samples to use (Wang W, et al.). For the Ebola Use Cases, we presented information concerning the availability and potential utility of specific biomarkers. Given the early nature of this disease, we will only briefly address those issues in the Conclusions section. Multiple sample types are used today: nasal and nasopharyngeal swabs, sputum, bronchial lavage, urine, feces, and blood. As we learn more, some sample types will become preferred, while others are discontinued. We address this to a greater extent in the Use Case Tables. We present here approximate clinical performance needs and price targets but have not yet supported these estimates for a SARS-CoV-2 test with robust health economic models.

As far as we know, the scenarios we present concerning triage and confirmation testing are not in common use except for very broad screening tests such as taking a person’s temperature then sending nasal swabs for RNA testing. We believe that there are tests available, or near the market, that can be used as more useful triage tests that could enable the options presented here.

CONCLUSIONS

There is much to consider before embarking upon test development. In particular, we have found it beneficial to consider the full breadth of Use Cases for the envisioned test and from them to deduce the set of requirements that cover the majority of the Use Cases that will be of the greatest clinical and economic value. Typically, it is impractical to cover all of the Use Cases with one test. In the case of tests for SARS-CoV-2 infection, we investigated triage, confirmation and diagnostic testing. Triage testing is completely dependent upon the characteristics of the confirmation test. If the individuals to be tested are in populations confined for at least a few days, send out confirmation testing is a reasonable option. On the other hand, send out confirmation is impractical for other settings unless tested individuals will be self-isolated at home. In either case, the increased time to diagnosis, the need for PPE for healthcare professionals, and the isolation of patients until testing results are problematic.

Acceptable clinical performance for triage testing depends upon the characteristics of the local population. In an epidemic setting, false negative results are a major concern due to the potential to miss infections leading to possible resultant morbidity, mortality and continued transmissions. False positive results could be tolerated if they lead to unnecessary isolation of persons with mild symptoms, whereas if the individual has severe symptoms, they are in need of care no matter what the cause. In contrast, under endemic conditions with a very low rate of current infection, the false positive rate is of substantially greater concern and could initiate a large-scale unnecessary response to limit spread of a new pocket of cases. Rapid and inexpensive confirmation testing would prevent overreaction. Under the best of circumstances, the triage test would have sensitivity and specificity above 99%, in which case it might not require confirmation testing and is then probably the same as a diagnostic test. The impact of lower clinical performance should be subjected to substantial health economic modeling to determine the impact of the performance versus value tradeoffs to determine the minimum specifications that would be acceptable.

At the time of writing, there is widespread concern about the availability of SARS-CoV-2 testing. The majority of tests available or in development are viral RNA-based (e.g., rtPCR, LAMP); however, several immunoassays for SARS-CoV-2 antigens, IgM and IgG are also already on or near the market, some in rapid diagnostic test (RDT) formats (FIND). We speculate that many of these are based upon SARS-CoV antigens and not SARS-CoV-2 specific proteins. Sequencing (NGS) tests are also available or under development and will continue to provide much needed information concerning viral variation over space and time. In the near term, we believe NGS tests should be the “gold standard” that other tests are measured against until we have sufficient data to know that other RNA or antigen tests were designed properly. Test assay capture and labeling reagent design is always a difficult problem when new pathogens are involved.

Although most SARS-CoV-2 testing for diagnosis and confirmation testing today is in central laboratories, we need to continue the effort to provide point of care systems with sufficient performance for local confirmation and diagnostic testing far more quickly. Triage testing could be based upon combined clinical presentation and basic clinical test patterns (e.g., CBC and metabolic tests) for COVID-19 versus other respiratory diseases, and should be thoroughly investigated as one option to provide far greater availability and lower cost than current testing, which can be followed with more complex and expensive confirmation tests like RNA assays. Testing costs have not been a substantial concern so far since there is such a push to provide testing of any kind. But with time, costs will become a major concern, and those that consider costs now will become preferred providers over time, assuming equivalent performance and ease of use.

We recommend that test developers use our considerations as a start to understand the full set of Use Cases that could be valuable and their implications for the design of the right tests. Once Use Cases are analyzed, health economic models and target product profiles can be used to justify and describe the test and system requirements. Let’s not make the mistakes of the past and provide less than what is really needed to detect, control and manage COVID-19, and with time, eradicate SARS-CoV-2 altogether.

Use Case Considerations

We present six Use Cases for SARS-CoV-2 infection testing here:

  1. Triage of symptomatic individuals in an epidemic setting
  2. Triage of symptomatic individuals in endemic setting
  3. Triage of at-risk pre-symptomatic and symptomatic individuals in endemic settings
  4. Confirmation testing
  5. Diagnosis of symptomatic individuals in endemic or epidemic settings
  6. Differential diagnosis in endemic or epidemic settings
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